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Reference

Frameworks and tools in active practice.

A working register of the agentic, predictive, retrieval, market-data, and execution surface this practice deploys and supervises against. Inclusion is not endorsement; depth is annotated. Updated as the stack moves.


Agentic orchestration and frameworks

The orchestration layer — multi-agent topologies, IDE integrations, decision-log scaffolding, and the Model Context Protocol that connects agents to their tool surface.

ToolCategoryDepthLast reviewed
Claude CodeOrchestration / IDEProduction2026-04
MCP (Model Context Protocol)ProtocolProduction2026-04
LangGraphOrchestrationProduction2026-04
AutoGenMulti-agentProduction2026-03
CrewAIMulti-agentWorking2026-03
Agency SwarmMulti-agentWorking2026-02
OpenAI Agents SDKMulti-agentWorking2026-04
Anthropic Agent SDKMulti-agentProduction2026-04
Semantic KernelOrchestrationReviewed2026-02
DSPyPrompt optimizationWorking2026-03
LiteLLMModel routingProduction2026-04
LangSmithEval / observabilityProduction2026-04
BraintrustEval / observabilityWorking2026-03

Foundation models

Frontier and open-weight LLMs used as the underlying intelligence in agentic stacks. Selection is a supervisory variable; harness-monoculture risk lives at this layer.

ModelCategoryDepthLast reviewed
Claude (Anthropic)Frontier LLMProduction2026-04
GPT-4 / GPT-5 family (OpenAI)Frontier LLMProduction2026-04
Gemini (Google)Frontier LLMWorking2026-04
Llama 3 / 4 (Meta)Open-weight LLMWorking2026-03
Mistral LargeLLMWorking2026-02
DeepSeek-V3Open-weight LLMReviewed2026-03
QwenOpen-weight LLMReading2026-03

Fine-tuned and predictive models for finance

Domain-specific language models, time-series foundation models, and sentiment classifiers — the predictive layer that analyst agents reach for when general-purpose reasoning is not enough.

ModelCategoryDepthLast reviewed
BloombergGPTDomain LLMReviewed2026-03
FinGPTOpen-source finance LLMWorking2026-03
FinBERTSentiment classifierWorking2026-02
TimeGPT (Nixtla)Time-series foundation modelWorking2026-03
Lag-LlamaTime-seriesReviewed2026-02
Chronos (Amazon)Time-series foundation modelReviewed2026-02
Moirai (Salesforce)Time-seriesReading2026-03
ProphetTime-series baselineWorking2026-01

Trading-specific agentic frameworks

Opinionated, trading-shaped topologies — analyst trinities, RL-based execution, backtesting, and quant research platforms. Where the agentic stack meets a market microstructure assumption.

FrameworkCategoryDepthLast reviewed
TradingAgentsMulti-agent tradingWorking2026-03
FinRLReinforcement-learning tradingWorking2026-02
AI-TraderMulti-agent tradingReviewed2025-12
FinAgentMulti-agent tradingWorking2026-03
Qlib (Microsoft)Quant research platformWorking2026-02
QuantConnect / LEANAlgo trading platformWorking2026-02
BackTraderBacktestingReviewed2026-01
Zipline-ReloadedBacktestingReviewed2025-12
OpenBB TerminalOpen research workstationWorking2026-04

Retrieval, vector, and agent memory

RAG pipelines, vector stores, and the long-term memory layers that turn an LLM call into an analyst with a reading list.

ToolCategoryDepthLast reviewed
LlamaIndexRAG frameworkProduction2026-04
LangChainRAG / chainsWorking2026-04
Haystack (deepset)RAG frameworkWorking2026-02
PineconeVector databaseProduction2026-04
WeaviateVector databaseWorking2026-03
ChromaVector databaseWorking2026-03
QdrantVector databaseWorking2026-03
pgvector (Postgres)Vector storageProduction2026-04
VespaHybrid retrievalReviewed2026-02
Mem0Agent memoryWorking2026-03
Letta (formerly MemGPT)Agent memoryWorking2026-03
Cohere Embed v3Embedding modelWorking2026-02
OpenAI text-embedding-3Embedding modelProduction2026-04

Market data and alternative data

Institutional terminals, programmatic market-data APIs, on-chain analytics, and the MCP servers that make these feeds agent-readable. The agent-buyer market for data is real and growing.

SourceCategoryDepthLast reviewed
Bloomberg Terminal / BPIPEInstitutional market dataProduction2026-04
Refinitiv Eikon / WorkspaceInstitutional market dataWorking2026-03
FactSetFundamentals & estimatesWorking2026-02
S&P Capital IQFundamentalsReviewed2026-02
Polygon.ioMarket data APIProduction2026-04
DatabentoMarket data APIWorking2026-03
Alpha VantageMarket data APIReviewed2025-12
Quandl / Nasdaq Data LinkAlternative dataWorking2026-02
KaikoCrypto market dataProduction2026-04
Coin MetricsOn-chain market dataProduction2026-04
GlassnodeOn-chain analyticsProduction2026-04
DuneOn-chain queryWorking2026-04
ChainalysisOn-chain forensicsProduction2026-04
RavenPackNews & sentimentReviewed2026-02
AlphaSenseFilings & transcript searchWorking2026-03
MCP market-data serversAgent-grade dataProduction2026-04

Execution infrastructure

Brokers, exchange APIs, order-routing protocols, and on-chain venues — the surface where agentic intent becomes a tradable order.

EndpointCategoryDepthLast reviewed
Interactive Brokers APIMulti-asset brokerProduction2026-04
AlpacaEquities / crypto APIWorking2026-03
FIX 4.4 / 5.0 SP2Order routing protocolWorking2026-02
Coinbase Prime / Exchange APICrypto executionProduction2026-04
Binance / OKX / Kraken APIsCrypto executionProduction2026-04
Hyperliquid / dYdXOn-chain perpsWorking2026-03

Regulatory and supervisory frameworks.

Bodies, instruments, and standards-setting institutions across the jurisdictions the practice covers. The depth column tracks how closely a given authority’s drafts and rules are read; Reading means current consultation materials are followed without an active engagement having drawn on them yet.

Canada

BodyMandateDepthLast reviewed
CSA (Canadian Securities Administrators)SecuritiesProduction2026-04
OSC (Ontario Securities Commission)Securities (Ontario)Production2026-04
AMF (Autorité des marchés financiers)Securities (Quebec)Production2026-04
CIRO (Canadian Investment Regulatory Organization)Self-regulatoryProduction2026-04
OSFIBanking & insurance prudentialWorking2026-03
FINTRACAML / CTFProduction2026-03
Bank of CanadaCentral bank / financial stabilityWorking2026-04

United States

BodyMandateDepthLast reviewed
SECSecuritiesProduction2026-04
CFTCDerivatives & commoditiesWorking2026-04
FINRASelf-regulatory (broker-dealer)Working2026-03
OCCBanking prudentialReviewed2026-02
Federal ReserveCentral bank / financial stabilityWorking2026-04
OFACSanctionsWorking2026-03
NYDFSState banking & virtual currencyWorking2026-03

United Kingdom and Europe

BodyMandateDepthLast reviewed
FCA (UK)Securities & conductProduction2026-04
Bank of England / PRACentral bank / prudentialProduction2026-04
ESMAEU securitiesWorking2026-03
BaFin (Germany)Securities & bankingWorking2026-03
AMF FranceSecuritiesWorking2026-03
CSSF (Luxembourg)Funds & securitiesWorking2026-02
FINMA (Switzerland)Banking & securitiesWorking2026-03
DNB (Netherlands)Central bank / prudentialReviewed2026-02

Asia–Pacific

BodyMandateDepthLast reviewed
MAS (Singapore)Central bank & integratedWorking2026-04
SFC (Hong Kong)Securities & futuresWorking2026-04
HKMACentral bank / bankingWorking2026-04
JFSA (Japan)Financial servicesReviewed2026-02
ASIC (Australia)Securities & corporateReviewed2026-02
FSC (South Korea)Financial servicesReading2026-02

Middle East

The DIFC and ADGM free zones operate distinct supervisory regimes from the UAE federal level; VARA covers virtual assets in the Emirate of Dubai outside the DIFC.

BodyMandateDepthLast reviewed
DFSA (DIFC, Dubai)Financial services free zoneProduction2026-04
FSRA (ADGM, Abu Dhabi)Financial services free zoneWorking2026-04
VARA (Dubai)Virtual assetsProduction2026-04
SCA (UAE)Securities & commoditiesWorking2026-03
CBUAECentral bank / bankingWorking2026-03
SAMA (Saudi Arabia)Central bankReading2026-02
QFCRA (Qatar)Financial centreReading2026-02

Cross-border and standards

BodyMandateDepthLast reviewed
BIS / FSBCross-border financial stabilityWorking2026-04
IOSCOSecurities — global standardsWorking2026-04
FATFAML / CTF — global standardsWorking2026-03
ISO/IEC 42001AI management systemsWorking2026-03
NIST AI RMFAI risk management frameworkWorking2026-03

Depth — key

Production
Used in delivered engagements; read closely; opinions are in writing.
Working
Hands-on familiarity; usable in scoped engagements; under active review.
Reviewed
Read end-to-end; not currently in production work.
Reading
Current consultation drafts and adjacent literature being followed.